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Compliance Officer - Regulatory Risk Management And Reportin...

LawCrossing - Jersey City, NJ

... Operating Committee Reports IHC Board Report (coordinated by IHC Compliance) RBC Board report (coordinated by Enterprise Compliance) Oversee reporting locally for ...

Vice President Master Agreement Negotiator

LawCrossing - New York City, NY

... Master Agreements, as well as liaises with the RBC Law Group for non-standard agreements. Will coordinate, in conjunction ...

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Fixed Income Compliance Officer

LawCrossing - New York City, NY

Fixed Income Compliance Officer Duties: Serve as lead compliance advisor for U.S. Futures business. Develop and implement policies and procedures to comply with existing and new regulatory ...

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