Shipkevich PLLC is dedicated to advising its clients on changes in the futures, commodities, derivatives and forex industries. Our attorneys counsel on compliance with the applicable rules and requirements of the CFTC, the SEC, the NFA, FINRA, and offshore regulatory systems.
Shipkevich provides clients with transactional, litigation and advisory services in response to governmental inquiries and actions. We counsel on implementing supervisory and reporting obligations for swap dealers and major swap participants, restrictions on over-the-counter (“OTC”) trading, and drafting conflict of interest policies and procedures for introducing brokers, futures commissions merchants, swap dealers and major swap participants.
At Shipkevich PLLC, balancing clients’ needs with regulatory demands is the pride and hallmark of our firm. For additional information about our services, we urge you to visit our web sites or contact our offices by telephone or email.